Managed IT Compliance Services
RFA’s cybersecurity governance and risk assessment processes provide a foundation for effective technology solutions that protect financial services businesses and facilitate compliance.
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What we offer
Regulatory Readiness Assessment
RFA helps clients get ready for assessments from regulators, such as the SEC and FCA, by providing cyber security readiness audits and targeted recommendations.
Compliance Framework Platform and Support
Through the RFA Compliance Portal, clients can manage multiple compliance processes and reporting requirements for investors and regulators.
Audit and Due Diligence Support
RFA provides audit and due diligence support in addition to compliance archiving and monitoring (including for Bloomberg Messenger). RFA assists firms with investor DDQs and audit requirements, making sure they are meeting the highest standards demanded by institutional investors and regulators.
User Training and Phishing Testing
RFA’s team of experts provide businesses with training in how to detect threats and implementing security best practices. RFA offers regular phishing testing to make sure clients’ staff are adept at identifying potential threats and remain vigilant at all times.
Vendor Risk Monitoring
Businesses can expose themselves to cyber risk by using unsophisticated vendors. RFA provides vendor analysis and supply chain oversight to make sure clients are aware of the risks and are protected, regardless of who they chose to do business with.
Redefining technological support every day
Let our experienced team discuss your organization’s requirements, review your current IT setup, and provide tailored guidance on the right course for you.
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