- Jan31
Five Reasons To Invest In ODD (Operational Due Diligence)The operational due diligence (ODD) process vets an investment manager’s internal controls and operational risk management. It’s clear that growing choice in the alternative investment sector is being matched with increasing operational due diligence demands from investors. Although fund managers may prefer to focus on strategy and performance, it is well worth the effort to…
- Jan30
Reg SCI: Another Step Towards Regulatory Standardization?In recent news, SEC Commissioner Kara Stein reached out to Chairman Jay Clayton with the suggestion to expand the scope of Regulation Systems Compliance and Integrity, an SEC rule. More commonly referred to as Reg SCI, the regulation requires large-volume equity exchanges, alternative trading systems and dark pools to submit backup operational plans to the…
- Dec19
12 Days of Christmas – Cybersecurity Tips for you and your FamilyIt’s the most wonderful time of the year. But this year when you are shopping online, surfing the sales over the holiday period and the children (and adults too, let’s be honest) are enjoying their new games consoles, just take a few minutes to check out our handy cybersecurity tips to help you stay safe…
- Jul30
RFA Accelerates Growth with Expansion in LuxembourgRFA announces new private financial cloud in Luxembourg to accelerate growth and accommodate increased demand in technology regulation and cybersecurity. LUXEMBOURG, July 30, 2018 – RFA (Richard Fleischman & Associates), a next-gen managed IT service provider for the financial industry, announces a new private financial cloud in Luxembourg. This expansion allows RFA to accommodate accelerated…