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The operational due diligence (ODD) process vets an investment manager’s internal controls and operational risk management. It’s clear that growing choice in the alternative investment sector is being matched with increasing operational due diligence demands from investors.

The operational due diligence (ODD) process vets an investment manager’s internal controls and operational risk management. It’s clear that growing choice in the alternative investment sector is being matched with increasing operational due diligence demands from investors.

In recent news, SEC Commissioner Kara Stein reached out to Chairman Jay Clayton with the suggestion to expand the scope of Regulation Systems Compliance and Integrity, an SEC rule. More commonly referred to as Reg SCI, the regulation requires large-volume equity exchanges, alternative trading...

It’s the most wonderful time of the year. But this year when you are shopping online, surfing the sales over the holiday period and the children (and adults too, let’s be honest) are enjoying their new games consoles, just take a few minutes to check out our handy cybersecurity tips to help you stay safe…

RFA announces new private financial cloud in Luxembourg to accelerate growth and accommodate increased demand in technology regulation and cybersecurity.