• Mar
    22
    HFM Week – Meeting the Many Requirements of Mifid II

    There are few within the asset management industry who are unaware of the impending arrival of Mifid II. Despite every firm being different, each should follow adequate processes to ensure a smooth transition. Making the necessary updates and implementing measures to accurately track transaction details should be top of everyone’s list. George Ralph, Managing Director…

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  • Mar
    22
    Why 2017 must be the year of compliance. Part 1: GDPR

    It’s March already, and 2017 is already a quarter down. There are two major pieces of legislation coming into effect in early 2018, which will affect alternative investment firms in the UK, and firms worldwide who are holding data on European citizens or trading with firms in the EU. The EU General Data Protection Regulation…

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  • Jan
    10
    Knowing Your Policies

    GEORGE RALPH OF RFA SPEAKS TO HFMWEEK ABOUT SECURITY AND RISK MANAGEMENT BEST PRACTICE In recent years and with the growth of ‘cyber-security’, business awareness of information assurance has grown leaps and bounds, which is great news for those diligent leaders thinking about keeping their staff informed and actioning documented processes. Here, at RFA, we…

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  • Dec
    16
    HFM Best Practices

    RFA speaks to HFM Week about security and risk management best practices. HFM Week Best Practices Article